This bibliography brings together books, legal texts, institutional guides, and professional resources for further study of the main areas of compliance.
1. Books
- Grimaldi d’Esdra, Jean. Ethics and Professional Compliance. 1st ed., GERESO, 2025, 173 pp. ISBN: 979-10-397-1015-2.
- Mattatia, Fabrice. GDPR and DPO Compliance Tools: Organizing to Protect the Company’s Personal Data. 1st ed., Eyrolles, 2024, 191 pp. ISBN: 978-2-416-01434-5.
- Nicolet, Marie-Agnès. Governance and Key Risk, Compliance and Control Functions in Financial Institutions: Banks, Insurance Companies, Asset Management Companies: European and French Regulations. 4th ed., RB Édition, 2023, 221 pp. ISBN: 978-2-85034-033-8.
- Sibille, François, and Charles Baratin. ISO 37001: Anti-Bribery Management Systems. AFNOR, 100 Questions to Understand and Act collection, 2019, 174 pp. ISBN: 978-2-12-465697-4.
- Briot-Hadar, Julien. Fighting Tax Fraud in Companies: A Guide to Identifying Different Fraud Techniques, Understanding Regulators’ Requirements and Identifying Tax Havens. 1st ed., Vuibert, 2025, 260 pp. ISBN: 978-2-311-62906-4.
All of these works are available via the ScholarVox digital library.
2. Anti-corruption / Sapin II
- French Anti-Corruption Agency (AFA). Recommendations of the French Anti-Corruption Agency.
- French Anti-Corruption Agency (AFA). The anti-corruption compliance function in companies.
- Law No. 2016-1691 of 9 December 2016 on transparency, the fight against corruption and the modernization of economic life, known as the Sapin II Law.
- Foreign Corrupt Practices Act (FCPA, 1977).
- OECD Convention on Combating Bribery, 1997.
- Council of Europe. Criminal Law Convention on Corruption, 1999.
- Council of Europe. Civil Law Convention on Corruption, 1999.
3. Duty of vigilance / human rights / supply chain compliance
- Law No. 2017-399 of 27 March 2017 on the duty of vigilance of parent companies and ordering companies.
- OECD. OECD Due Diligence Guidance for Responsible Business Conduct.
- United Nations Global Compact. Guiding Principles on Business and Human Rights.
4. Financial compliance
- Financial Markets Authority (AMF). Compliance doctrine and guides.
- Banking law: Monetary and Financial Code, European directives and regulations, including CRD, CRR, PSD2, MiFID II, DORA, MiCA, etc.
5. Compliance in the insurance sector
- Solvency II Directive.
- IDD Directive – Insurance Distribution Directive.
6. Data protection / digital compliance
- CNIL. GDPR frameworks and guides.
- Regulation (EU) 2016/679, known as the GDPR.
- CNIL. Personal Data Security Guide.
- European Data Protection Board (EDPB). Guidelines.
- DORA – Digital Operational Resilience Act.
7. Whistleblowers / ethics / governance
- Waserman Law No. 2022-401 of 21 March 2022.
- ISO 37002. Whistleblowing management systems.